BANKING GENERAL KNOWLEDGE
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Question
[CLICK ON ANY CHOICE TO KNOW THE RIGHT ANSWER]
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The U. S. government agency responsible for overseeing trading of stocks, bonds, and mutual funds is the
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Securities and Exchange Commission.
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Securities Investor Protection Commission.
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Bureau of Stock and Bond Trading.
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Federal Department of Corporations.
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Explanation:
Detailed explanation-1: -The Securities and Exchange Commission oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of important market information, and to prevent fraud.
Detailed explanation-2: -The U. S. Securities and Exchange Commission (SEC) has a three-part mission: Protect investors. Maintain fair, orderly, and efficient markets. Facilitate capital formation.
Detailed explanation-3: -The Securities and Exchange Commission (SEC) is a U.S. government oversight agency responsible for regulating the securities markets and protecting investors.
There is 1 question to complete.