ECONOMICS
FINANCIAL MARKETS
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Question
[CLICK ON ANY CHOICE TO KNOW THE RIGHT ANSWER]
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Build contact with institutional investors
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Set rules and regulations and ensure compliance
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advises and participates in offer for subscription, M&A etc
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Undertakes reorganization of loss making companies
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Detailed explanation-1: -Regulatory Compliance Definition Simply put, regulatory compliance is when a business follows state, federal, and international laws and regulations relevant to its operations. The specific requirements can vary, depending largely on the industry and type of business.
Detailed explanation-2: -Regulatory compliance is a set of rules organizations must follow to protect sensitive information and human safety. Any business that works with digital assets, consumer data, health regulations, employee safety, and private communications is subject to regulatory compliance.
Detailed explanation-3: -Regulation involves enforcement by public sector agencies of controls and restrictions on certain activities. The term “regulator” used here includes public officials who assess applications, or perform inspectorial, investigative or other compliance functions. More items
Detailed explanation-4: -Determine which regulations are relevant to your business. Identify the specific requirements you need to comply with. Conduct an initial internal audit. Establish and document compliance policies and procedures. Provide your employees with regular compliance training. More items