USA HISTORY

Detailed explanation-1: -Roosevelt signed the Securities Exchange Act, which created the SEC. This Act gave the SEC extensive power to regulate the securities industry, including the New York Stock Exchange. It also allowed them to bring civil charges against individuals and companies who violated securities laws.

Detailed explanation-2: -The SEC engages in numerous activities to protect investors from fraud, unfair dealing, and insider trading.

Detailed explanation-3: -The U. S. Securities and Exchange Commission (SEC) has a three-part mission: Protect investors. Maintain fair, orderly, and efficient markets. Facilitate capital formation.

Detailed explanation-4: -The Securities and Exchange Commission (SEC) is a U.S. government oversight agency responsible for regulating the securities markets and protecting investors.

Detailed explanation-5: -The SEC is an independent federal agency, established pursuant to the Securities Exchange Act of 1934, headed by a five-member Commission. The Commissioners are appointed by the President and confirmed by the Senate.